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Rule 144: Selling Restricted and Control Securities
Rule 144a: Private Resales of Securities to Institutions
Rule 145: Reclassification of Securities, Mergers, Consolidations and Acquisitions of Assets
Rule 146: Amendment to Section 18 – Expanded list of Covered Securities
Rule 147: Exemption from Registration Requirements for Security Sells within Individual States
Rule 149: Exchanging Outstanding Shares
Rule 150: Commissions for Exchange Transactions
Rule 151: Exempt Annuity Contracts
Rule 151a: Contracts not Considered Exempt under Section 3(a)(8)
Rule 152: Transactions Prior to a Public Offering
Rule 152a: Offer or Sale of Fractional Interests
Rule 153: Definition of Preceded by a Prospectus
Rule 153a: Preceded by a Prospectus prior to Security Transactions
Rule 153b: Preceded by a Prospectus in Connection with the Purchase of Standardized Options
Rule 154: Delivery of Prospectuses to Investors at the Same Address
Rule 155: Integration of Abandoned Offerings
Rule 156: Investment Company Sales Literature
Rule 157: Small Entities under the Securities Act for Purposes of the Regulatory Flexibility Act
Rule 158: Definitions of Certain Terms in the Last Paragraph of Section 11(a)
Rule 159: Information Available to Purchaser at Time of Contract of Sale
Rule 159a: Definition of Seller for Purposes of Section 12(a)(2)
Rule 160: Prospectus Exemptions from the Electronic Signatures in Global and National Commerce Act
Rule 161: Amendments to Rules and Regulations Governing Exemptions
Rule 162: Registered of Tenders in Registered Exchange Offers
Rule 163: Exemption from Section 5(c) for Certain Communications by or behalf of Well-Known Seasoned Issuers

 
 
 
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