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Rule 153b: Preceded by a Prospectus in Connection with the Purchase of Standardized Options

When the phrase “preceded by a prospectus” appears in relation to Section 5(b)(2) requirements to deliver a prospectus, Rule 153b refers to prospectuses delivered to options markets prior to the purchase of standardized options registered on Form S-20 for potential investors, if the following conditions are met:

• The options market has requested the prospectus and copies are available to potential investors
• The issuer provides the options market with a reasonable amount of requested prospectuses

 
 
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